Compliance Solutions
Comprehensive regulatory compliance automation and enforcement
Dominate Regulatory Compliance with Precision
Dominis delivers an uncompromising suite of AI-powered compliance solutions that eliminate regulatory risk, automate tedious processes, and provide your firm with unmatched competitive advantage. Our platform enforces compliance across all critical regulatory frameworks.
High-Resolution Data Visualization
Advanced analytics and real-time compliance intelligence
Compliance Score Trend
Compliance Metrics
Key Insights
- •Outperforming industry average by 16 points
- •18% improvement in the last 6 months
- •On track to reach 98% compliance by Q4
Policy Change Simulation
Simulate the impact of regulatory changes on your compliance posture
Regulatory Impact Simulator
Dominis' advanced simulation engine allows you to model the impact of regulatory changes before they occur, enabling proactive compliance strategy and resource allocation.
Simulation Parameters
Simulation Results
Run a simulation to see the projected impact of regulatory changes on your compliance posture, risk profile, and resource requirements.
Platform Capabilities
Core technological advantages that power Dominis compliance solutions
Unmatched Technological Superiority
Dominis delivers a comprehensive suite of advanced technological capabilities that form the foundation of our compliance solutions. These core features ensure unparalleled precision, efficiency, and regulatory confidence.
Automated Regulatory Tracking
Continuous monitoring of global regulatory changes with real-time impact assessment and compliance alerts.
Intelligent Obligation Mapping
Intuitive drag-and-drop interface for mapping regulatory requirements to specific business processes and controls.
Audit-Ready Reporting
Pre-formatted reports designed specifically for regulatory examinations, with comprehensive audit trails.
Adaptive Data Prioritization
AI-powered risk-based approach to compliance data processing that focuses resources on highest-risk areas.
Smart Audits
Proactive compliance gap identification and remediation recommendations before regulatory examinations.
Cost Leakage Detection
AI-powered identification of compliance inefficiencies, redundancies, and unnecessary expenditures.
Explainable AI Models
Transparent AI decision-making with full audit trails for regulatory defense and stakeholder confidence.
Role-Based Access Control
Granular permission system with comprehensive audit logging for sensitive compliance data.
Multi-Tenant Environment
Secure isolation of client data with enterprise-grade protection and compliance with global security standards.
Compliance Arsenal
Dominis' comprehensive suite of regulatory compliance solutions
Uncompromising Regulatory Compliance
Dominis delivers precision-engineered compliance solutions that eliminate regulatory risk, automate tedious processes, and provide unmatched competitive advantage. Our AI-powered platform enforces compliance across all critical regulatory frameworks.
SEC Filings & Regulatory Compliance
Automated regulatory filing preparation and compliance tracking
Form ADV, 13F, PF Pre-Filing Automation – Auto-generate pre-filled forms based on firm data, but require human review before submission.
Rule 206(4)-7 Compliance Automation – AI-powered compliance policy tracking and reporting.
Rule 204-2 (Books & Records) – Automate secure recordkeeping, retrieval, and audit logs.
FINRA Rule 4511 (Record Retention) – AI-driven storage and compliance tracking for financial documents.
Automated Regulatory Tracking – Real-time monitoring of regulatory changes with impact assessment.