230M USDAUM
1,240Clients
472Open Positions
Compliance Score
Monthly compliance performance
93.7%
+2% from last month
Upcoming Deadlines
Critical regulatory deadlines
SEC Form 10-K Filing
5 days left
high
AML Compliance Review
10 days left
medium
Risk Assessment Update
15 days left
low
Recent DocumentsView All
Q1 Financial Report.pdf
Financial Statement•2.4 MB•2025-08-19
Processed
AML Policy Update.docx
Policy Document•1.2 MB•2025-08-19
Under Review
Trade Surveillance Report.xlsx
Regulatory Filing•3.1 MB•2025-08-19
Approved
Risk Assessment.pdf
Risk Document•1.8 MB•2025-08-19
Processed
Risk Alerts
3 Active
Potential security threats requiring immediate action
Potential Insider Trading
Unusual trading activity detected prior to earnings announcement
3 days agoView Details
Suspicious Transaction Pattern
Multiple small transactions just below reporting threshold detected
3 days agoView Details
Strategic Intelligence
ActiveCritical AI-generated directives
KYC Documentation Vulnerability Detected
Critical gap identified in 3 corporate clients' beneficial ownership information. Immediate action required.
10 minutes ago
Trading Pattern Anomaly
Suspicious options trading activity detected in 2 accounts. Potential insider trading threat identified.
1 hour ago
Compliance Report Generated
Monthly SEC compliance report executed with 99.8% precision. Ready for executive review.
3 hours ago
Market Intelligence
AI-PoweredReal-time market sentiment analysis
Market sentiment is positive
78/100AI detected 3 emerging trends
ViewSecurity Overview
Security Score87/100
Zero-Knowledge Processing
Active
Differential Privacy
Active
End-to-End Encryption
Active
Threat Detection
Warning
2 active security threats
View Security Dashboard