Regulatory Compliance Command Center
Comprehensive regulatory oversight and compliance automation
AI-Powered Regulatory Compliance Suite
Dominis delivers comprehensive regulatory compliance automation across SEC, FINRA, AML/KYC, and global financial regulations. Our AI-powered platform eliminates compliance risk through automated monitoring, document processing, and regulatory filing preparation.
SEC & FINRA Compliance
AML & KYC Automation
Data Security & Privacy
Global Regulatory Coverage
Overall Compliance
+2.5% from last month
Regulatory Risk
-3.2% from last month
Filing Accuracy
+1.8% from last month
Next Deadline
Form 13F
Real-Time Compliance Monitoring
Last updated: 2:25:04 PM
Live Compliance Alerts
Live Monitoring Active
Potential AML Risk Detected
High Priority
AML
Unusual transaction pattern identified in client account #AC-4392
2 minutes ago
InvestigateKYC Verification Failed
High Priority
KYC
Identity document verification failed for new client onboarding
15 minutes ago
InvestigateSuspicious Trading Activity
Medium Priority
Trade Surveillance
Potential insider trading pattern detected in equity transactions
32 minutes ago
InvestigateRegulatory Filing Deadline Approaching
Medium Priority
Reporting
Form 13F filing due in 5 days
1 hour ago
InvestigateAI Monitoring Status
AML MonitoringActive
KYC VerificationActive
Trade SurveillanceActive
Deadline TrackingActive
All Systems Operational
24/7 AI monitoring active
Security Status
Data Encryption
Secure
API Access
Secure
User Authentication
2FA Enabled
Last Security ScanToday, 09:15 AM
Automated KYC & AML Verification
Today's Verifications
136
+12% from yesterday
Verification Success Rate
94.8%
+2.3% from last week
AI-powered KYC verification actively monitoring all client onboarding processes
Real-Time Trade Surveillance
Trades Monitored Today
1,245
100% coverage
Surveillance Alerts
9
3 high priority
AI surveillance actively monitoring for insider trading and market manipulation